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Document Image Cleaning using Budget-Aware Black-Box Approximation

  • Author / Creator
    Tata, Ganesh
  • Recent work has shown that by approximating the behaviour of a non-differentiable black-box function using a neural network, the black-box can be integrated into a differentiable training pipeline for end-to-end training. This methodology is termed "differentiable bypass," and a successful application of this method involves training a document preprocessor to improve the performance of a black-box OCR engine. However, a good approximation of an OCR engine requires querying it for all samples throughout the training process, which can be computationally and financially expensive. Several zeroth-order optimization (ZO) algorithms have been proposed in black-box attack literature to find adversarial examples for a black-box model by computing its gradient in a query-efficient manner. However, the query complexity and convergence rate of such algorithms makes them infeasible for our problem. In this work, we propose two sample selection algorithms to train an OCR preprocessor with less than 10% of the original system's OCR engine queries, resulting in more than 60% reduction of the total training time without significant loss of accuracy. We also show an improvement of 4% in the word-level accuracy of a commercial OCR engine with only 2.5% of the total queries and a 32x reduction in monetary cost. Moreover, we propose a simple ranking technique to prune 30% of the document images from the training dataset without significantly affecting the system's performance. Finally, we demonstrate that the history of OCR engine predictions for each sample throughout the training process further improves the system's performance in a low query setting.

  • Subjects / Keywords
  • Graduation date
    Fall 2023
  • Type of Item
    Thesis
  • Degree
    Master of Science
  • DOI
    https://doi.org/10.7939/r3-xc9e-az34
  • License
    This thesis is made available by the University of Alberta Libraries with permission of the copyright owner solely for non-commercial purposes. This thesis, or any portion thereof, may not otherwise be copied or reproduced without the written consent of the copyright owner, except to the extent permitted by Canadian copyright law.